Description

• Effectively manage client portfolios, providing investment recommendations based on market analysis.
• Conduct detailed financial assessments to determine clients' needs and goals.
• Maintain compliance with FINRA regulations and industry standards.
• Build and maintain strong client relationships to promote trust and client loyalty.
• Continuously update knowledge of financial products and market trends to provide informed advice.

Requirements

• Educational Qualifications: Bachelor’s degree in Finance, Business Administration, or a related field
• Experience Level: 1–3 years of experience in the financial services industry
• Skills and Competencies: FINRA license series 6 and 26
• Responsibilities and Duties: Strong understanding of investment vehicles and financial markets
• Qualities and Traits: Excellent communication and interpersonal skills
• Working Conditions: Availability to work flexible hours, including evenings and weekends as needed